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CFTC Staff Issues Advisory on Certain Contract Markets

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The CFTC staff today issued an advisory to futures commission merchants, introducing brokers, designated contract markets, derivatives clearing organizations, and registered futures associations about certain contract markets regarding preparations with respect to potential market disruption during a lapse in government appropriations. Released: 09/30/2025

CFTC Issues Federal Register Notice Regarding Operations During Lapse in Appropriations

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CFTC Staff Issues No-Action Letter Regarding Electricity Binary Options

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CFTC Announces Participation in World Investor Week 2025

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Working Together is Working Better, Remarks of Acting Chairman Caroline D. Pham, SEC-CFTC Joint Roundtable on Regulatory Harmonization Efforts

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CFTC Obtains Order for Over $5.5M Restitution for Victims in Commodity Pool Fraud by Tennessee Couple

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CFTC Issues Proposal to Revise Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants

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Agenda, Panelists for SEC-CFTC Roundtable on Regulatory Harmonization Efforts Announced

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Acting Chairman Pham Launches Tokenized Collateral and Stablecoins Initiative

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CFTC Staff Extends No-Action Position for Certain Package Transactions from the Trade Execution Requirement for Swaps

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Acting Chairman Pham Announces New Leadership, Members of Global Markets Advisory Committee and Subcommittees

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CFTC Obtains $1.2M for Fraud Victims, $2.8M Overall From Florida Commodity Firm, Owner

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CFTC and SEC Extend Form PF Compliance Date to Oct. 1, 2026

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CFTC Sanctions Trading Firm $212,500 for Wash Sales

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CFTC Obtains $6.9M Restitution Order Against Three Individuals, Three Florida Firms in Metals Fraud Case

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CFTC Withdraws Parts 37 and 38 Proposed Rule

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CFTC Obtains Court Order to Return $750,000 to Voyager Victims in Fraud Action

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CFTC Staff Issues No-Action Letter to UBS Europe SE Concerning Provision of Affiliate Support Activities

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CFTC Staff Withdraws Guidance on DCO Recovery Plans and Wind-down Plans

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CFTC Withdraws Guidance Regarding Listing Voluntary Carbon Credit Derivative Contracts

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CFTC Sanctions Colorado Trader and Illinois Company to Pay $200,000 for Spoofing

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CFTC Issues Withdrawal of Operational Resilience Framework Proposed Rules

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Remarks by Acting Chairman Caroline D. Pham before the UK All-Party Parliamentary Group on Blockchain Technologies, Parliamentary International Roundtable Digital Assets Policy & Regulation

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CFTC Issues Policy Statement on Referrals for Potential Criminal Enforcement

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CFTC and SEC Issue Joint Statement on Regulatory Harmonization Efforts

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Joint Statement from the Chairman of the SEC and Acting Chairman of the CFTC

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Acting Chairman Pham Announces Successful Completion of Enforcement Sprint

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Acting Chairman Pham Statement on Spring 2025 Unified Agenda

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Farewell Address of Commissioner Kristin N. Johnson

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CFTC and SEC Staff Issue Joint Statement on Trading of Certain Spot Crypto Asset Products

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CFTC-SEC Joint Staff Statement (Project Crypto-Crypto Sprint)

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Acting Chairman Pham Announces FBOT Advisory to Provide Regulatory Clarity for Non-U.S. Exchanges

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CFTC Enhances Market Oversight with Advanced Surveillance Technology Platform

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Commissioner Kristin Johnson Announces Departure from CFTC

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Acting Chairman Pham Announces Next Crypto Sprint Initiative

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CFTC Conducting Review of Time & Attendance Compliance Amid OIG Report, Congressional Inquiry

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Federal Court Orders New York Man to Pay Over $3.4 Million For Forex Fraud Scheme Following Summary Judgment Ruling

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CFTC Staff Issues No-Action Letter Regarding Event Contracts

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Statement of Commissioner Johnson: Recap of 2025 Regulators Roundtable on Financial Markets Innovation and Supervision of Emergent Technology

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Acting Chairman Pham Launches Listed Spot Crypto Trading Initiative

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Acting Chairman Pham Announces CFTC Crypto Sprint

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CFTC Staff Issues No-Action Letter Regarding Swap Data Error Correction Notification Requirements

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Acting Chairman Pham Lauds Presidential Working Group Recommendations to Usher in Golden Age of Crypto in the U.S.

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CFTC Staff Issues No-Action Letter on SEF Order Book

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Federal Court Orders UK Firms, Residents from China, Oklahoma to Pay $19M in CFTC Fraud Case

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CFTC Staff Issues No-Action Letter Regarding Event Contracts

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CFTC Staff Withdraws Advisory on Prime Brokerage Arrangements

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Acting Chairman Caroline D. Pham Statement on Crypto Week and Digital Asset Legislation

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Commissioner Johnson Hosted the Regulators’ Roundtable: Financial Markets Innovation and Supervision of Emergent Technology in London

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CFTC Staff Issues No-Action Letter Extension Regarding Position Aggregation Requirements

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